Checklist
AI Algorithmic Compliance Checklist
This checklist provides a structured assessment tool for evaluating AI system compliance before deployment and at periodic review intervals. It is used by the AI Governance Council (AIGC) and CISO as part of the AI System Impact Assessment Procedure (ai/procedure-ai-system-impact-assessment.md) and the AI System Audit and Certification Framework (ai/framework-ai-system-audit-certification.md).
- Type
- Checklist
- Version
- 1.0.32
- Date
- 2026-11-05
- Owner
- Chief Information Security Officer
- Approving authority
- Governance Library Maintainer
- Classification
- Public
- Confidentiality
- Public
- Category
- AI Governance
- Review frequency
- 6 to 12 months and upon material AI governance or regulatory change
- Licence
- CC BY-SA 4.0
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Outline
- Purpose and usage
- Checklist header
- Section a: governance and documentation
- Section b: data and privacy compliance
- Section c: security controls
- Section d: operational controls
- Section e: regulatory compliance
- Scoring and disposition guidance
Related documents
- AI Compliance Policyai
- AI System Audit and Certification Frameworkai
- AI System Impact Assessment Procedureai
- AI System Register Templateai
- Model Card Templateai
- System Card Templateai
- AI Security and Risk Standardai
- Privacy and Data Governance Policyprivacy
- Logging and Monitoring Standardsecurity
- Security Incident Response Proceduresecurity
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