Template
Trade Compliance Programme Gap Assessment Template
This template provides a structured approach for assessing the organization's current security controls against the requirements of one or more internationally recognized trade compliance and trusted-trader programmes.
- Type
- Template
- Version
- 1.0.9
- Date
- 2026-11-07
- Owner
- Chief Compliance Officer
- Approving authority
- Governance Library Maintainer
- Classification
- Public
- Confidentiality
- Public
- Category
- Compliance: Logistics Sector
- Review frequency
- Annual and upon programme criteria revision, new programme application, or material change to supply chain operations
- Licence
- CC BY-SA 4.0
Read the full text on GitHub (opens in a new tab)
Outline
- Purpose
- Assessment header
- Section 1: corporate security and governance
- Section 2: physical security
- Section 3: personnel security
- Section 4: cargo and conveyance security
- Section 5: business partner and supplier security
- Section 6: IT and cybersecurity
- Section 7: incident response and reporting
- Section 8: regulatory and customs compliance record
- Gap severity definitions
- Gap summary dashboard
- Remediation plan
- Sign-off
Related documents
- compliance/
logistics/ sourceREADME.md (opens in a new tab) - Logistics Sector GRC Requirements Annexcompliance
- US CTPAT IT and Cybersecurity Compliance Controls Registercompliance
- Canada PIP IT and Cybersecurity Compliance Controls Registercompliance
- BASC IT and Information Security Responsibilitiescompliance
- UK AEO-S IT and Cybersecurity Requirementscompliance
- UK AEO IT Self-Assessment Procedurecompliance
- Compliance, Audit, and CAPA Management Policycompliance
- Corrective and Preventive Action (CAPA) Procedurecompliance
- Supply Chain Security Programme Alignment Matrixsupply-chain
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